Hotline: 949-777-5567
Email: support@OCsecurityAudit.com
HIPAA Compliance Audit and Security Assessment
Healthcare organizations and related service providers must protect the privacy and security of sensitive patient data. The Health Insurance Portability and Accountability Act (HIPAA) sets federal requirements for how Protected Health Information (PHI) is collected, stored, used, and shared — and failing to comply can result in substantial fines and legal risk.
✅ Reduce the Risk of Costly HIPAA Fines & Penalties
✅ Protect Patient Trust & Your Reputation
✅ Meet Federal HIPAA Requirements with Confidence
✅ Gain Clear, Actionable Compliance Guidance
✅ Support Business Growth & Vendor Requirements
✅ Save Time & Internal Resources
Healthcare organizations and related service providers must protect the privacy and security of sensitive patient data. The Health Insurance Portability and Accountability Act (HIPAA) sets federal requirements for how Protected Health Information (PHI) is collected, stored, used, and shared — and failing to comply can result in substantial fines and legal risk.
Protected Health Information (PHI) includes any individually identifiable health information, whether spoken, written, or electronic, including:
Names, addresses, and phone numbers
Medical records and treatment history
Billing information and insurance data
Lab results, prescriptions, and diagnostic images
If your organization collects, stores, transmits, or touches PHI or ePHI in any way, you are required under law to secure it — and that’s where our HIPAA audit services help.
A HIPAA compliance audit is a formal assessment of your privacy and security safeguards to determine how effectively your organization protects PHI. These audits follow standards set by the Department of Health and Human Services (HHS) and review whether your policies, procedures, and technology meet HIPAA’s Privacy, Security, and Breach Notification Rules.
Audits can be:
Internal audits — performed by your own team or a third party
External audits — conducted by HHS or independent compliance auditors
- Risk Analysis & Risk Management
- We document where PHI exists, how it flows through your systems, and identify any vulnerabilities. We then recommend corrective actions to mitigate risk.
- Administrative Safeguards
- Policies, workforce training, incident response procedures, and access control standards are all evaluated and strengthened.
- Technical Safeguards
- Encryption, firewalls, multi-factor authentication, audit logging, and secure backups are tested and verified.
- Physical Safeguards
- Measures like secure workstations, access controls, and server room protections are reviewed.
- Documentation & Reporting
- We help you build the records needed to demonstrate compliance during external audits or OCR investigations.
What Is ePHI (Electronic Protected Health Information)?
Electronic Protected Health Information (ePHI) is any Protected Health Information (PHI) that is created, stored, transmitted, or maintained in electronic form. Under the HIPAA Security Rule, organizations must protect ePHI using administrative, technical, and physical safeguards.
Examples of ePHI include:
Electronic medical records (EMR/EHR)
Patient billing and insurance data
Appointment schedules stored digitally
Lab results, imaging files, and prescriptions
Emails or messages containing patient data
Cloud-stored healthcare documents
If ePHI is accessed, stored, or transmitted through digital systems, it falls fully within HIPAA scope and must be protected accordingly.
What Is Considered PHI Under HIPAA?
Protected Health Information (PHI) includes any information that can identify an individual and relates to their health condition, treatment, or payment for healthcare services.
PHI includes, but is not limited to:
- Patient names, addresses, phone numbers, and email addresses
- Medical record numbers and account numbers
- Dates of birth, admission, discharge, or treatment dates
- Insurance details and billing information
- Diagnoses, treatment plans, and clinical notes
- Any combination of data that can identify a patient
- Patient names, addresses, phone numbers, and email addresses
- Medical record numbers and account numbers
- Dates of birth, admission, discharge, or treatment dates
- Insurance details and billing information
- Diagnoses, treatment plans, and clinical notes
- Any combination of data that can identify a patient
PHI can exist in electronic, paper, verbal, or visual form, all of which must be protected under HIPAA regulations.
- Initial Intake & Scoping
- We determine if your organization is a Covered Entity or Business Associate and define audit goals.
- Risk Inventory
- Systems and processes that handle PHI are inventoried and mapped.
- Vulnerability Assessment
- Technical, administrative, and physical gaps are identified and prioritized.
- Policy Review
- We examine your HIPAA policies, privacy notices, and workforce training programs.
- Remediation & Reporting
- Action plans are provided along with ongoing monitoring recommendations.
Steps to Achieve HIPAA Compliance: (Technical steps)
- Confirm Coverage – Identify if your organization is a covered entity or business associate.
- Conduct a Risk Analysis – Inventory systems that store or transmit ePHI, identify vulnerabilities, and document all findings.
- Implement Safeguards – Apply administrative, technical, and physical security measures to reduce risk.
- Develop Policies and Procedures – Create written documentation for privacy, access, and incident response.
- Train Employees – Ensure workforce members understand privacy rules and data handling responsibilities.
- Perform Regular Audits – Review logs, incidents, and system changes to maintain compliance.
- Document Everything – Maintain records of policies, risk assessments, and staff training for OCR audits.
Common Applications That Store PHI & ePHI
Electronic Health Record (EHR / EMR) Systems
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Epic
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Cerner
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Athenahealth
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eClinicalWorks
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NextGen Healthcare
Practice Management & Billing Systems
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Kareo
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AdvancedMD
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Practice Fusion
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DrChrono
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Medical billing software
Cloud Storage & File Sharing Platforms
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Microsoft 365 (Outlook, OneDrive, SharePoint)
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Google Workspace (Gmail, Drive)
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Dropbox (HIPAA-configured environments)
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Box (HIPAA edition)
Communication & Collaboration Tools
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Email systems containing patient communications
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Secure messaging platforms
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Patient portals
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Telehealth and video conferencing systems
Backup, Disaster Recovery & Data Storage Systems
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Cloud backups
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On-premise servers
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Virtual machines
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Third-party managed backup services
- Risk Analysis and Management Plan completed and updated annually.
- Policies and Procedures documented and reviewed regularly.
- Business Associate Agreements in place for all vendors handling PHI.
- Access Controls and MFA implemented for all systems containing ePHI
- Encryption applied to stored and transmitted ePHI.
- Audit Logs collected, retained, and monitored.
- Workforce training records maintained.
- Physical safeguards (secure rooms, workstation policies) in place.
- Tested backup and disaster recovery procedures.
- Breach Response Plan ready and staff trained.
- Procedures for patient access and amendment requests established.
- All documentation retained for at least six years (per HIPAA requirement).
- Identify and Triage – Confirm what data or systems were affected.
- Contain the Threat – Isolate compromised systems and revoke access if needed.
- Preserve Evidence – Retain system logs and forensic data.
- Assess the Risk – Determine if PHI was compromised.
- Notify Affected Parties – Follow HIPAA timelines for breach notification.
- Remediate – Patch vulnerabilities and strengthen controls.
- Document – Record every step of the investigation and resolution.
Most Important HIPAA Rules and Policies:
- Privacy Rule: Defines how PHI can be used and disclosed, and gives patients the right to access and control their health information.
- Security Rule: Requires administrative, physical, and technical safeguards to ensure the confidentiality, integrity, and availability of ePHI.
- Breach Notification Rule: Mandates notification to affected individuals, the Department of Health and Human Services (HHS), and sometimes media, within 60 days of discovering a breach involving unsecured PHI.
- Business Associate Agreements (BAAs): All vendors and contractors that access PHI must sign BAAs outlining their data protection responsibilities.
- Enforcement and Penalties: HIPAA violations can result in civil penalties ranging from hundreds to millions of dollars, depending on severity and intent.
Steps to Achieve HIPAA Compliance:
- Identify systems and devices that store or transmit ePHI.
- Assess potential threats, vulnerabilities, and likelihood of impact.
- Document findings and remediation plans.
- Review and update risk assessments annually.
- Apply administrative, physical, and technical controls.
- Use multi-factor authentication and role-based access.
- Encrypt ePHI at rest and in transit.
- Maintain audit logs and system monitoring.
- Create written privacy and security policies.
- Define data handling and incident response processes.
- Establish employee access and termination protocols.
- Review and update all policies regularly.
Train Workforce Members
- Provide annual HIPAA and data privacy training.
- Educate employees on PHI handling and breach reporting.
- Conduct simulated phishing and awareness exercises.
- Keep signed training records for audit readiness.
Manage Business Associate Agreements (BAAs)
- Identify vendors that handle or access PHI.
- Ensure each has a signed and compliant BAA.
- Define responsibilities for data protection and reporting.
- Review agreements periodically for updates or new vendors.
- Develop and test a breach response plan.
- Outline clear notification steps and timelines.
- Preserve logs and evidence during investigations.
- Document corrective actions and communicate lessons learned.
What Sets Us Apart
- Local Experts, US-Based Company (Orange County,CA)
- Free Onsite or Virtual Consultation
- Certified Cybersecurity Experts
- 25+ Years of IT & Security Experience
- Proactive Security, Not Just Reactive
- Trusted by Tens of Southern California Businesses
Let’s Secure Your Business Together
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We are proud to expand our Cybersecurity Services to additional cities within Los Angeles County, including Long Beach
- No matter where your business is located, we can assist you promptly.
